Meridian Regulatory
Independent AML Testing & Regulatory Advisory
Structured, regulator-ready compliance advisory for financial institutions operating in complex supervisory environments across the United States.
Institutional Focus
Meridian Regulatory provides independent, risk-based compliance reviews aligned with regulatory and bank supervisory expectations. Engagements are structured to withstand examination scrutiny and institutional oversight.
The firm focuses exclusively on regulated financial services organizations operating in complex supervisory environments.
Core Engagement Areas
Independent BSA/AML Program Review
Critical evaluation of governance, internal controls, and program oversight.
Enterprise-Wide Risk Assessment (EWRA)
Analysis and validation of inherent risks, geographical exposure, and control efficacy.
Regulatory Remediation & Validation
Independent validation of actions following examination findings or audit observations.
Bank & Sponsor Readiness Advisory
Strategic advisory for organizations navigating sponsor-bank and correspondent relationships.
Engagement Methodology
Governance & Documentation Review
Control Walkthroughs
Sample-Based Testing
Risk Assessment & Gap Analysis
Executive Reporting & Board Briefing
Who We Serve
- Fintech & Payment Platforms
- Money Services Businesses (MSBs)
- Cross-Border Payment Firms
- Sponsor-Bank Dependent Entities
Serving clients nationwide.
Credentials
Professional Credentials
- CAMS | CFE | CIA | PMP | RMP
Experience Includes
- State Regulatory Oversight Exposure
- Bank-Facing MSB Review Analysis
- Fintech Compliance Leadership
- Enterprise Risk Framework Design
Meridian Regulatory accepts a limited number of engagements annually.
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